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CMT Association CMT-Level-I Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Classical Techniques | - Chart Types and Construction
|
| Advanced Techniques | - Systematic Trading
|
| Theory and History | - Behavioral Finance
|
CMT Association CMT Level 1 Sample Questions:
1. Financial markets offer115 two choices for investment. These are:
A) Futures and Options
B) Debt and Equity
C) Debt and Bonds
D) Equity and Commodity
2. Volume in a head and shoulders pattern is HIGHEST where?
A) During the right shoulder
B) During the left shoulder
C) At the top of the head
D) At the completion of the head
3. In 3-box reversal Point and Figure charts double:
A) Bottoms and double tops can be continuation patterns
B) Bottoms can be a continuation pattern
C) Patterns are invalid
D) Tops can be a continuation pattern
4. Which of the following actions is most likely to comply with the CFA Institute Code of Ethics and Standards?
A) Posting information about questions from a prior year's exam on a public discussion forum
B) Providing your exam prep course provider with a list of topics not tested from the body of knowledge
C) Posting derogatory comments regarding the CMT Program on a website for CMT candidates
D) Joining discussion groups on LinkedIn/Facebook to discuss and share exam questions
5. Gaps normally occur:7374
A) Between the close of the market on one day and the close of the next day7778
B) Between the high of the market on one day and the open of the next day8182
C) Between the close of the market on one day and the open of the next day7576
D) Between the open of the market on one day and the open of the next day7980
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: B | Question # 3 Answer: A | Question # 4 Answer: B | Question # 5 Answer: C |








